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Job Description

  • Focus on trade execution for money market, fixed income, forex and equities
  • Ensure smooth trade settlement
  • Support portfolio manager/ trading team on Daily /weekly/monthly report
  • Contribute to operation improvement / efficiencies
  • Interact with investment team and communicate relevant market information to the respective fund managers in charge.

Requirements

  • Well-organized, detail-oriented; able to multi-task and keep track of various deadlines in a fast-paced, high demand environment
  • Mature and thoughtful, with the ability to operate in a collaborative, team-oriented culture
  • 1-2 years of working experiences in financial/stock broking industry. Middle office experiences and fresh graduate may be considered
  • University degree, preferably in Finance, Engineering ,Business Administration, Economics, or related field

 

The job function involves carrying out compliance responsibilities for the Company and managing the compliance monitoring functions including Shariah compliance to ensure that the Company is complying effectively with internal guidelines and policies as well as external laws and regulations in any jurisdiction where the Company may conduct business. The job responsibilities include, but are not limited to:

-              Manage and ensure that all regulatory and client compliance requirements are met in a timely manner

-              Monitor the Company’s internal and external compliance requirements and report the results to the Head of Department, HQ (Tokyo) and Board of Directors on a regular basis

-              Assist to develop, document and maintain the Company’s compliance manuals and policies, inclusive of all operational and administrative manuals

-              Communicate the Company’s policies and assess the impact of new / changes of local regulatory laws and guidelines to the business activities, products or services of the Company

-              Manage, monitor and ensure the successful annual licensing recertification reporting for both the Company and licensed personnel of the Company

-              Work closely with HQ, global compliance and the Company to provide necessary information and data gathering prior to implementing any compliance initiatives or roll-out of new policies

Interested applicants to email their CV and Cover Letter to: Joanne@nomura-asset.com.my