Career
- Category: NAMM Articles
- Published: Tuesday, 16 May 2017 03:34
- Written by Super User
- Hits: 16724
Employees are Nomura's greatest asset. Join our team today!
LATEST JOBS POSTINGS
We are looking for a new addition to join our team. The candidate will be given the opportunity to build a career in investment management, focusing on global equities with an international asset management company. The candidate ill be supporting portfolio managers in the following tasks: - Maintaining information database relating to investment/research - Preparing presentation and reporting materials for internal and external use - Monitoring market developments - Research on investment ideas - Undertaking required responsibilities and providing the necessary support to investment departments Education and Experience Personal Attributes
Job Description Requirements
The job function involves carrying out compliance responsibilities for the Company and managing the compliance monitoring functions including Shariah compliance to ensure that the Company is complying effectively with internal guidelines and policies as well as external laws and regulations in any jurisdiction where the Company may conduct business. The job responsibilities include, but are not limited to: - Manage and ensure that all regulatory and client compliance requirements are met in a timely manner - Monitor the Company’s internal and external compliance requirements and report the results to the Head of Department, HQ (Tokyo) and Board of Directors on a regular basis - Assist to develop, document and maintain the Company’s compliance manuals and policies, inclusive of all operational and administrative manuals - Communicate the Company’s policies and assess the impact of new / changes of local regulatory laws and guidelines to the business activities, products or services of the Company - Manage, monitor and ensure the successful annual licensing recertification reporting for both the Company and licensed personnel of the Company - Work closely with HQ, global compliance and the Company to provide necessary information and data gathering prior to implementing any compliance initiatives or roll-out of new policies
Interested applicants to email their CV and Cover Letter to: Joanne@nomura-asset.com.my